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In Liu v. SEC (June 22, 2020), the Supreme Court of the United States held, in an enforcement action by the Securities and Exchange Commission, that a disgorgement order that did not exceed a wrongdoer’s net profits and was awarded for victims constituted “equitable relief” that was permissible under the Securities Exchange Act of 1934, 15 U.S.C. § 78u(d)(5), rather than punitive sanctions, which were historically excluded from the definition of “equitable relief” under the Act. nnThi

Disgorgement or Accounting for Profits? An Analysis of Liu v. SEC

⏲ 39 min 96 sec ✓ 08-Jan-2021

Napkin Finance

What are Securities? [ The ultimate Securities Definition ]

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Overview of Securities Law: Module 1 of 5

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Mortgage-Backed Securities (MBS) Explained in One Minute: Did We Learn Our Lesson?

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